Evidence

How to write a personal statement for a VA claim (VA Form 21-4138)

A personal statement is the veteran's own account, in their own words. It carries weight when it describes what happened and what daily life is like now, and loses it when it tries to diagnose or argue.

VA treats a veteran's own written account as evidence, the same category as a statement from a spouse or fellow service member. The lay statements guide covers that wider category and buddy letters. This page covers the veteran's own statement: what it is for, which form it goes on, and how to write one a rater can use.

What a personal statement is for

Medical records show diagnoses and measurements. They rarely show how a condition behaves between appointments, what a flare-up looks like, or what the veteran has stopped doing. A personal statement fills that gap. It is also the place for an in-service event that never made it into the records, and for a symptom that started in service and never went away.

It differs from a buddy statement in one way that matters: the veteran is the only person who can describe symptoms from the inside and say how the condition limits their work and home life. A buddy statement describes what someone else saw. Both can be in the same claim.

Which form: 21-4138 or 21-10210

Editions change, so use the current version on VA's form page. VA offers online versions of both. Written testimony offered to establish service connection has to be certified or made under oath or affirmation under 38 CFR § 3.200(b), and both forms build in a certification that the statements are true and correct to the best of the signer's knowledge and belief.

What a veteran is competent to say

The regulation on this, 38 CFR § 3.159(a)(2), defines competent lay evidence as evidence not requiring specialized education, training, or experience. It is competent when it comes from a person who has knowledge of facts or circumstances and conveys matters that can be observed and described by a lay person.

The Federal Circuit's decision in Jandreau v. Nicholson, 492 F.3d 1372 (Fed. Cir. 2007), is the case Board decisions cite for the rest of the rule. In one Board decision quoting it, the court said lay evidence can be competent and sufficient to establish a diagnosis when the layperson is competent to identify the condition, is reporting a contemporaneous medical diagnosis, or is describing symptoms at the time that support a later diagnosis by a medical professional. The court's example was that a layperson can identify a simple condition such as a broken leg but not answer a complex question such as the form of a cancer. That Board decision found a veteran and a family member not competent to diagnose an underlying back disability.

In plain terms, a veteran can say "my neck hurts when I turn to the right and it has for ten years." The veteran cannot reliably say "I have cervical radiculopathy caused by the 2011 accident." The second is a diagnosis and a medical cause, which need a clinician.

What to include

  1. The event or onset. What happened, roughly when, where, and who was there. Say so when a date is approximate.
  2. What happened right after. Symptoms that day, who treated it or why nobody did, and what changed in duties.
  3. Continuity. Whether the symptom continued from service to now, what treatment was sought along the way, and why any gaps exist, such as self-treating or not wanting a profile.
  4. Symptoms today, in numbers. How often, how long, and how bad, in terms that map to the rating criteria.
  5. The effect on work and daily life. Tasks given up, days missed, leaving early, sleep lost, help needed at home.

The fourth item is where most statements are weakest. Ratings are built on specific criteria, and the veteran knows the answers to the questions the criteria ask. For a neck, the exam measures motion in degrees, but the exam form also asks the veteran to describe flare-ups and functional loss in their own words, covering frequency, duration, triggers, and severity. For a migraine, the rater needs how many attacks, how long each lasts, and whether the veteran must stop what they are doing.

What to leave out

The penalty warning is on the form

Both forms carry a penalty notice: the law provides severe penalties, including fine or imprisonment, or both, for the willful submission of any statement or evidence of a material fact, knowing it to be false. The signature certifies that the statements are true and correct to the best of the signer's knowledge and belief. Approximate dates, described as approximate, fit that standard.

Worked example

Suppose a veteran is claiming a neck condition and writes on VA Form 21-4138. The passage below is a hypothetical sample for illustration only, written the way a veteran might write it. The facts are invented.

Sample passage (hypothetical). "In March 2011, during a convoy, our truck hit a road obstruction and my head struck the door frame. My neck was stiff and sore for several days. The medic gave me a muscle relaxant and told me to rest, and I did not go to sick call.

The soreness never fully stopped. Since about 2013 I also get burning and numbness down my left arm into my thumb about twice a week.

Today I can turn my head about halfway to the right before it hurts, and I cannot look over my shoulder to change lanes, so I turn my whole body. About twice a month I have a flare-up lasting two to three days. During those days I cannot sit at my desk for more than twenty minutes and I leave work early, which I have done at least six times this year.

I am not a doctor and I am not stating a diagnosis. This is what I have experienced."

Why a rater can use it:

  1. The event is anchored. A month, a place, and what happened are things the veteran personally observed, so it is competent evidence of them under § 3.159(a)(2).
  2. It shows continuity. The symptoms are traced from service to now.
  3. It uses frequency and duration. Twice a month, two to three days, twenty minutes, six times this year. Those match what the neck exam and its flare-up questions ask for.
  4. It names no diagnosis or cause. Whether the arm symptoms are radiculopathy, and whether the accident caused them, still needs a clinician's opinion. See evidence and nexus.

The statement helps show what happened and how the condition shows up. Service connection and the rating depend on the rest of the evidence and VA's decision.

Before sending it

  1. Read it against the rating criteria, such as the neck or back tiers, and check that each question they ask has a plain answer.
  2. Name the claimed condition at the top. Form 21-10210 asks for the claimed issue, and a separate form for each statement.
  3. Check dates against the records, and mark estimates as estimates.
  4. Sign, date, and keep a copy.

Sources

Draft it without losing it

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